The UK financial conduct regulator has written to company heads outlining weaknesses in their controls to prevent financial crime and instructing that they must take necessary steps to address these shortcomings
Following the Credit-Suisse-UBS merger, these measures include strengthening the G-SIB recovery and resolution framework and reinforcing the supervisory framework, invention powers and resources accorded to FINMA
The OFR outlines the process that European retail funds have to follow to gain, and keep, access to the UK market
The market platform says the rates represent an improvement in both value and volume settlement efficiency
TRAction will provide over-the-counter derivative reporting compliance in line with Australian Securities and Investments Commission requirements
The Digital Operational Resilience Act is expected to come into effect in January 2025
AFME has welcomed a vote on the MiFID/R by the European Parliament