The Securities and Exchange Commission has charged 10 broker-dealer firms with recordkeeping failures and violations relating to their use of electronic communications
The acquisition, first announced in May, sees Suntera add Guernsey as a tier one fund jurisdiction
The Japanese asset management firm will use Bloomberg’s datasets to streamline compliance with the EU regulation
According to the Association for Financial Markets in Europe, “this year’s stress test showed that the steps that both banks and supervisors had taken to strengthen the resilience of the EU banking sector had paid off"
ION has expanded its XTP Execution service to provide direct trading accessibility to pan-European equity derivatives exchange Cboe Europe Derivatives
BlackRock and Jio Financial Services have partnered to form Jio BlackRock, a joint venture to deliver investment solutions for millions of investors in India
Hong Kong Exchanges and Clearing Limited and the Indonesia Stock Exchange have signed a memorandum of understanding, with the intention of developing the organisations and their markets
