CalPERS appoints new head of compliance
15 November 2011 Sacramento
Image: Shutterstock
The California Public Employees' Retirement System (CalPERS) has announced the appointment of Carol Baldwin as senior portfolio manager for Investment Compliance and Operation Risk. In this role she will be responsible for developing, implementing and monitoring investment management compliance and operational risk programs and policies.
“Carol brings to CalPERS a wealth of legal and global financial experience and a deep knowledge of compliance and risk management issues,” said Janine Guillot, CalPERS chief operating investment officer. “Under her leadership, I’m confident our Investment Compliance function will set the highest standards in the development and rigorous enforcement of our risk management policies.”
Moody comes to CalPERS from Wilmington Trust, where she was senior vice president and chief risk officer overseeing all aspects of risk management. Prior to that, she was senior vice president and chief compliance officer at Nationwide Insurance and chief compliance officer at TIAA-CREF.
“Carol brings to CalPERS a wealth of legal and global financial experience and a deep knowledge of compliance and risk management issues,” said Janine Guillot, CalPERS chief operating investment officer. “Under her leadership, I’m confident our Investment Compliance function will set the highest standards in the development and rigorous enforcement of our risk management policies.”
Moody comes to CalPERS from Wilmington Trust, where she was senior vice president and chief risk officer overseeing all aspects of risk management. Prior to that, she was senior vice president and chief compliance officer at Nationwide Insurance and chief compliance officer at TIAA-CREF.
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