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  3. Ultimus announces new general counsel
People moves news

Ultimus announces new general counsel


10 August 2018 Ohio
Reporter: Maddie Saghir

Generic business image for news article
Image: Shutterstock
Ultimus has appointed a new general counsel and director of fund administration.

David James will be responsible for the legal aspects of the company’s operations, strategic initiatives, and corporate activities.

Additionally, James will oversee all aspects of the fund administration department including the overall delivery of administration services to the company’s clients, contractual matters, product development, and provide support to the company’s executive management team.

Prior to Ultimus, James served as managing director and managing counsel at State Street’s fund administration legal apartment.

In this role, James led a group of over 50 attorneys and paralegals that provided legal regulatory services to 60 mutual fund complexes.

Mark Seger, managing director and co-CEO of Ultimus, said: “In the 19 years since launching Ultimus, we have built our firm based on connecting the best talent to service our loyal clients.”

“James is an ideal fit with our culture because he is client-driven, business savvy and brings a practical sense to any matter. We are delighted that James has chosen to invest in our long-term growth.”
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