Without admitting or denying the findings, the firms agreed to be censured, to cease and desist from violating their respective charged provisions, and to pay civil penalties, collectively totalling more than $1 million
Front-office solutions provider Broadway has partnered with MarketAxess Holdings to build a US Treasury Request for Quote workflow
Apex Group has acquired Canada-based Prometa Fund Support Services, in an effort to expand its North American growth
The Ontario-based City of Richmond Hill (Richmond Hill) has selected RBC Investor & Treasury Services (RBC I&TS) to provide custody and reporting services for the city’s consolidated assets
Fund administration service provider Universal Investment Group has secured a significant investment from Canada Pension Plan Investment Board, alongside existing lead investor Montagu
Institutional prime broker and exchange BEQUANT has joined the Bosonic network, providing Bosonic’s client base with additional liquidity in digital assets
Nik Rowlston joins the company as head of fund services for Canada
IQ-EQ has acquired JGM Fund Services as part of an effort to expand its presence in the US