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Russell Investments sticks with ACA for regulatory compliance
28 September 2022
US Reporter Jenna Lomax

Russell Investments has selected ACA’s Regulatory Reporting Monitoring & Assurance service to help manage its transaction reporting arrangements

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Regulation still has a long way to go, ALFI panel agrees
21 September 2022
Luxembourg Reporter Lucy Carter

Although regulation is going in the right direction, there is still a long road ahead, panelists at this years’ Association of the Luxembourg Fund Industry (ALFI) Global Distribution Conference agreed

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Basel Committee to publish Basel framework report
16 September 2022
Switzerland Reporter Lucy Carter

The Basel Committee has agreed to publish a report on buffer usability and cyclicality in the Basel framework, following consideration of a 2021 interim evaluation report

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Broadridge expands DMS product suite into Denmark
12 September 2022
Denmark Reporter Lucy Carter

Broadridge Financial Solutions has launched its ‘golden copy’ event notification and direct vote execution services in Denmark

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Northern Trust bolsters capital markets team
06 September 2022
US Reporter Lucy Carter

Northern Trust has welcomed a series of hires within its global capital markets business, and has also established a dedicated capital markets client solutions team

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DekaBank picks Broadridge for SRD II compliance
06 September 2022
London Reporter Lucy Carter

Broadridge’s solutions will support DekaBank’s expanding European client base, consisting of German savings banks and DekaBank’s own private bank

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UMR Phase 6 implemented today
01 September 2022
Europe Reporter Lucy Carter

The last element of a gradual rollout, UMR Phase 6 extends compliance requirements to firms with total notional exposure of €8 billion

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