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European Commission launches consultation to improve WHT refund procedures for cross-border investors
14 April 2022
Reporter Bob Currie

The consultation, which extends until 24 June, aims to strengthen controls to prevent cum-ex fraud and to digitalise procedures for WHT reclamation

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Zeidler Group launches new factsheet solution to its reporting services division
07 April 2022
UK Reporter Jenna Lomax

Zeidler Group has added a new fact sheet solution to its reporting services division in an effort to simplify the regulatory reporting process for its clients

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PRA chief executive issues “Dear CEO” letter highlighting cryptoasset risks
01 April 2022
UK Reporter Bob Currie

Sam Woods, chief executive of the UK Prudential Regulation Authority (PRA), has written to CEOs of banks and investment firms to remind them of their obligations under PRA rules regarding exposures to cryptoassets

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REGIS-TR UK receive EMIR license from FCA
23 March 2022
UK Reporter Jenna Lomax

REGIS-TR UK Limited has received its full UK European Market Infrastructure Regulation license from the Financial Conduct Authority

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SmartStream Technologies launches regulatory solution for MiFID II compliance
22 March 2022
US Reporter Jenna Lomax

The solution, Trading Venue Quantitative Reporting Outlier Reconciliation, is designed to alleviate the burden for a trading venue when submitting a single daily file of instrument quantitative data to SmartStream Air

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BoE aims for 1 January 2025 to deliver remaining Basel III elements
21 March 2022
Reporter AST

UK central bank will release a consultation paper in Q4 2022 defining its approach for delivery of Basel 3.1, a package of measures that it says will bring significant changes to how firms calculate risk-weighted assets

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European Commission publishes proposal for CSDR review
17 March 2022
EU Reporter Carmella Haswell

The review aims to facilitate CSDs’ ability to offer cross-border services and improve their cross-border supervision

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