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ESMA and EBA publish joint guidelines consultation paper
23 October 2023
Europe Reporter Lucy Carter

The European Banking Authority and the European Securities and Markets Authority have released a consultation paper on two draft joint guidelines under the Markets in Crypto-Assets regulation

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ESMA publishes MiCA advice
18 October 2023
Europe Reporter Lucy Carter

In a letter to the Economic and Financial Affairs Council, ESMA has encouraged European member states to put preparations in place for the upcoming markets in crypto assets regulation

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SEC adopts Rule 10c-1 relating to reporting of sec lending trades
16 October 2023
US Reporter Bob Currie

Almost 18 months after the close of its two-stage public consultation, the US securities regulator has released final rules for implementation of Rule 10c-1 relating to the reporting of securities lending transactions

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ESMA launches Commission Delegated Regulation revision consultation
13 October 2023
Europe Reporter Lucy Carter

The proposals regard fees charged to Tier 1 third country central counterparties under the European Market Infrastructure Regulation

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Wolters Kluwer updates OneSumX for Basel requirements
05 October 2023
UK Reporter Lucy Carter

OneSumX for Basel covers standardised and advanced approaches across all risk types and bank sizes, and allows users to manage the reporting process from start to end

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The Verve Group launches Dextera software
28 September 2023
UK Reporter Klea Neza

The software enables oversight of a firm’s compliance, team, training and business operations, providing a framework and a central place to collaborate on all regulatory and operational matters

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UK regulators push back final phase of Basel III reforms
27 September 2023
UK Reporter Bob Currie

The UK Prudential Regulation Authority (PRA) has pushed back the implementation date for the final phase of Basel III reforms in the UK by six months to 1 July 2025

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