The UK financial regulator will extend temporary measures introduced in January 2022 relating to short sales reporting under UK RTS 22 and there will be no penalty for firms that fail to complete SFT fields and other indicators
The UK regulator will extend access to the scheme to a wider range of start-ups and will allow data providers to list their data on the platform, extending access to over 200 synthetic, public or anonymised data sets
ESMA has published its 2022 report on sanctions under the Undertakings for Collective Investments in Transferable Securities directive and the Alternative Investment Fund Managers Directive
ISS Exchange joins the company’s outsourced solutions suite, designed to help custodians and wealth managers meet SRD II requirements
These amendments, the SEC says, are designed to reduce the risk of investor runs on MMFs during periods of market stress by boosting MMF liquidity, improving transparency and reinforcing anti-dilution practices
ESMA has published the first of three consultation packages under the Markets in Crypto-Assets Regulation
This announcement extends HMT proposals advanced under the December 2022 “Edinburgh Reforms” that are designed to exploit the UK’s exit from the European Union to develop its own UK-tailored financial services legislation