The European Union’s financial markets watchdog has published a guide to post-trade transparency requirements and guidance regarding how to apply commitments under the Markets in Financial Instruments Regulation in a consistent way
Aviva picks Clearwater as the solution for its investment accounting operations and regulatory reporting
The EU’s financial markets regulator and supervisor aims to assess the compliance of supervised asset managers with relevant provisions of SFDR, the Taxonomy Regulation, UCITS and AIFMD
The BCBS has published the findings of its review, which began in April 2021, integrating advances in best practice and lessons learnt by the Financial Sector Assessment Program
IQ-EQ has acquired ComplianceAsia and Lymon as it continues to expand its independent regulatory compliance business globally
The solution, named Recalls, assists with compliance ahead of T+1 regulation in the US and Canada in an effort to offer return on investment
According to SteelEye’s 2023 Annual Compliance Health Check Report, integrated surveillance is now a key investment area for over a quarter of financial firms