A draft Memorandum of Understanding outlining a framework for structured, voluntary regulatory cooperation in the financial services sector has been adopted by the European Commission and the UK
Canadian financial regulators have released a series of changes to total cost reporting disclosures for investment funds and individual segregated fund contracts
The acquisition will add Red Deer’s surveillance and research capability to the Kaizen hub, assisting middle office and compliance divisions in identifying cases of market abuse and meeting regulatory commitments including MiFID II unbundling and fai
The Association for Financial Markets in Europe has advised negotiators at EU trilogues for the Markets in Financial Instruments Regulation review to consider the impact that MiFID could have on the attractiveness of Europe’s capital markets
Since 2011, banks’ leverage ratio has improved from 3.5 to 6.5 per cent and their risk-based common equity tier 1 ratio (CET1) has risen from 7 to 13 per cent, according to Basel Committee
The EU Single Resolution Board (SRB) has issued a statement confirming that holders of Additional Tier 1 (AT1) instruments should rank ahead of holders of common equity in case of resolution or insolvency of a banking institution in the Banking Union
The Adenza solution fully automates the regulatory reporting process by integrating, managing and reconciling volumes of disparate data
