ESMA has published a final report on the technical standards for the cross-border activities of AIFs and UCITS
The solution will allow Caixa Geral de Depositos to comply with the capital requirements regulation and central registration depository directives
Capital markets consulting firm First Derivative has joined the UnaVista Partner Programme to enhance the operational and regulatory risk management services it offers to clients
These guidelines provide templates for applications to operate any form of DLT market infrastructure under the DLT Pilot Regulation, including a DLT MTF, a DLT settlement system or a DLT trading and settlement system
The US Securities and Exchange Commission has proposed implementation of a best execution regulatory framework that will fall under the Commission’s own rule-book, along with steps to tighten up insider-trading rules
The Global Regulatory Reporting Survey data was collected during August and September 2022 from 89 respondents from banks, asset managers and brokers
The Shareholder Rights Directive (SRD) should be made a regulation rather than remaining as a directive, according to a panellist at this year’s CorpActions conference in London.
