The European Securities and Markets Authority (ESMA) has advised the European Commission to move to stage three of the phase-in for the transparency requirements for RTS 2 under MiFID II/MiFIR suitability requirements
The European Banking Authority has launched a public consultation on draft regulatory technical standards detailing criteria for identifying shadow banking entities for the purpose of reporting large exposures
Bloomberg Intelligence asked asset managers and brokers their thoughts on long-considered plans to create an electronic system that collates trade data from trading venues and data aggregators
"It's time we opened up this sector to innovation from the regulated financial services sector,” states Anthony Culligan, chief engineer and co-author of SETL’s new whitepaper
BCBS has issued a proposal regarding changes to the assessment and review methodology for globally systemically-important banks
Cacies, Germany Branch, has selected Broadridge’s Shareholder Rights Directive solution in response to the new upcoming regulatory obligation
UK financial conduct regulator aims to encourage investor access to higher growth sectors, while delivering a simplified rulebook and higher standards of transparency and investor protection
