Due to a host of issues and on-going challenges, 11 trade associations are requesting a one-year reprieve from possible fines and penalties for non-compliance
Proxymity has launched a shareholder disclosure solution in all EU markets ahead of today’s implementation date for SRD II
Karan Kapoor, head of regulatory change and technology at Delta Capita, suggested the key will be to make settlement efficiency improvement a joint objective for front-office and operations teams
INDOS Financial has called on ESMA to address a number of omissions in the EU’s Alternative Investment Fund Managers Directive
A further delay to the Central Securities Depositories Regulation's settlement discipline regime until 1 February 2022 has been welcomed by industry participants
ESMA has published a final report on draft RTS to postpone the implementation of the CSDR settlement discipline regime until 1 February 2022
Commenting on the letter, consultant Tony Freeman explained that the ESMA letter covers a lot of issues but one of the highest-profile is the issue of delegation and substantive-presence
