Carpenter explained there are major concerns around the mandatory buy-in process, particularly for the tier-one banks under the buy-in rules and possible associated cash compensation process
T-Scape is in the development stage for a solution to help wealth managers and other intermediaries meet one of the regulatory requirements for the upcoming Shareholder Rights Directive II
ESMA has confirmed it is working on a proposal to possibly delay the entry into force of the CSDR settlement discipline regime until 1 February 2022
ESAs said they are not in a position to formally submit draft RTS to the European Commission to amend the PRIIPs Delegated Regulation after it did not receive the support of a qualified majority
ESMA is expected to publish an amendment proposing an additional 12-month delay to the current February 2021 deadline after the summer holiday period
The European Securities and Markets Authority has published its first two review reports on the Markets in Financial Instruments Regulation transparency regime
During the transition period, the EC explained that the EU and the UK will negotiate an agreement on a new partnership
