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SEC issues three-year extension of MiFID II relief
06 November 2019
Washington DC Reporter Jenna Lomax

The no-action letter, which was set to expire 3 July 2020, has been extended until 3 July 2023

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Mediant hires new head of operations
05 November 2019
New York Reporter Jenna Lomax

In her new role, Tate will be responsible for Mediant's operations, leading the effort to manage service delivery, compliance and regulation

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ICMA looks to update buy-in rules concerning CSDR
10 October 2019
London Reporter Jenna Lomax

The International Capital Market Association will look to update its buy-in rules to provide market best practice regarding the Central Securities Depositories Regulation, according to Andy Hill, senior director at ICMA

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ESMA sets out CSDR standardised procedures and messaging protocols guidelines
08 October 2019
Paris Reporter Jenna Lomax

The requirement in Article 6(2) of CSDR is focused on the preparation of the settlement process in order to limit the number of settlement fails

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NBC picks Murex’s MX.3 for risk management and reg compliance
07 October 2019
Paris Reporter Jenna Lomax

The National Bank of Canada has gone live on Murex’s MX.3 risk and regulatory suite for capital markets risk management and regulatory compliance

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Fundsmith chooses Zeidler to produce KIIDs for UCITS funds
03 October 2019
London Reporter Jenna Lomax

Fundsmith has selected the Zeidler Group to produce key investor information documents (KIIDs) for its UCITS funds

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Confluence launches Unity NXT for MMF regulation
23 September 2019
London Reporter Jenna Lomax

Confluence has launched Unity NXT, a regulatory reporting platform to help clients prepare for the more complex disclosures required under the new European Securities and Markets Authority (ESMA) Money Market Fund Regulation

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