The European Securities and Markets Authority has published updated Q&As on the application of the Alternative Investment Fund Managers Directive and the UCITS Directive
Broadridge Financial Solutions has added efficiencies to its solution to support both institutional- and retail-focused intermediaries for global proxy voting, in preparation for the European Commission’s updated Shareholder Rights Directive
More than 1,300 Markets in Financial Instruments Regulation transaction reporting error and omission notifications were received by the Financial Conduct Authority in 2018, according to analysis by Duff & Phelps
Compliance Solutions Strategies has partnered with cleversoft to enable clients to access an end-to-end service for meeting requirements under Packaged Retail and Insurance-based Investment Products
Brexit is a losing game for post-trade within the UK and the EU in terms of infrastructure, according to a panellist at the 12th AFME Post Trade Conference
Discussing MiFID II RTS, one industry expert said that asset managers are struggling to capitalise on data opportunities
The MiFID II cost disclosure deadline represents a 'stark reality', according to one industry participant
