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Alpha and Kaizen to partner for MiFID II
06 February 2019
London Reporter Jenna Lomax

Alpha FMC has partnered with Kaizen Reporting to provide independent transaction reporting assessments for specialist wealth managers and smaller asset managers to help them to meet the second Markets in Financial Instruments Directive (MiFID II) sta

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No safe haven yet for the UK regarding Brexit
05 February 2019
London Reporter Jenna Lomax

There is no safe haven yet for financial services in terms of Brexit, but the ESMA’s agreement with the UK Financial Conduct Authority gives some clarity, according to one panellist at this year’s Fund Marketing & Distribution Europe Conference

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ESMA to recognise UK CCPs and CSD in no-deal Brexit scenario
05 February 2019
Reporter Becky Butcher

The European Securities Markets Authority has agreed a deal with the Bank of England for the recognition of CCPs and of the CSD established in the UK, should there be a no-deal Brexit scenario

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Shield FC partners with niiio Finance Group
04 February 2019
Berlin Reporter Jenna Lomax

Shield Financial Compliance has partnered with Germany based firm, niiio Finance Group AG

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Broadridge acquires regulatory capabilities from PivotData and Sol Hedge
01 February 2019
London Reporter Jenna Lomax

Broadridge Financial Solutions has acquired a number of private fund regulatory reporting capabilities from PivotData and its partner, Sol Hedge

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ESMA eases no-Brexit uncertainty
01 February 2019
Brussels Reporter Jenna Lomax

ESMA has agreed a deal with the FCA that removes uncertainty for the worst-case scenario, the European Fund and Asset Management Association reveals

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BBVA Compass selects Wolters Kluwer’s software
25 January 2019
London Reporter Jenna Lomax

BBVA Compass has chosen Wolters Kluwer’s OneSumX Regulatory Reporting to provide regulatory reporting software for its operations in the US

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