EFAMA has welcomed the European Commission’s proposal for a directive and regulation to establish a self-standing prudential regime for investment firms
Euronext has been approved by the French regulator to provide approved publication arrangement and approved reporting mechanism services to investment firms in Europe, under MiFID II
With only 28 days left to go before MiFID II comes into effect, less than half of Global Custody Forum attendees feel they will be compliant in time
ESMA said those NCAs who did not identify good practices, would be consulted by ESMA on how they can make improvements in time for the MiFID II deadline
The approval means that Deutsche Borse regulatory reporting hub can offer ARM and APA services from 3 January 2018
The trade repository, which will be based in Stockholm, Sweden, will prepare NEX for its trade operations post Brexit
UK-based trade repositories may be forced to shoulder additional third-party recognition fees to operate under EU regulatory frameworks post-Brexit, according to proposed EU Commission rules
