The bank accepted a £34.52 million penalty relating to 68.5 million unreported transactions between February 2014 and February 2016
As many as 19 infringing member states include Belgium, Malta, France, Greece, Luxembourg, Netherlands, Portugal, Spain and Sweden as facing the commission’s wrath
New EU margin requirements are driving less favourable non-price terms and conditions in new or renegotiated over-the-counter derivatives master agreements, according to a EU Commission market survey
The hub will assist market entrants when they apply for authorisation by offering pre-application meetings, case officers and access to the new website portal
The strategy, which officially launched in August, integrates a Shariah-compliant investment approach with ethical investment, stressing the importance of due diligence and using environmental, social and governance criteria
Deutsche Börse Group has enlisted The SmartStream Reference Data Utility (RDU), for its new Regulatory Reporting Hub
The US Volcker Rule is too broad, excessively complex, and uniquely prescriptive, according to the Securities Industry and Financial Markets Association
