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FCA takes pragmatic approach to MiFID II deadline
21 September 2017
London Reporter Drew Nicol

The UK’s financial conduct authority has indicated it will accept a soft roll out of the second Markets in Financial Instruments Directive in January

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Eurex to offer MiFID II simulations ahead of January deadline
08 September 2017
Frankfurt Reporter Drew Nicol

Eurex is set to offer its clients access to a simulation trading environment later this month ahead of the MiFID II January deadline

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CFTC extends position limit relief to two years
14 August 2017
Washington DC Reporter Mark Dugdale

The CFTC will not enforce certain position aggregation requirements until 12 August 2019

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First MiFID II position limits are set
14 August 2017
Brussels Reporter Mark Dugdale

Proposed position limits on rapeseed, corn and milling wheat set in France are consistent with the objectives established in MiFID II

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US regulators to work together on Volcker Rule
28 July 2017
Washington DC Reporter Stephanie Palmer

Five US federal financial regulatory agencies are coordinating the efforts to review the regulatory treatment of certain foreign funds under Section 619 of the Dodd-Frank Act, better known as the Volcker Rule

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FCA consults on SMR extension
26 July 2017
London Reporter Stephanie Palmer

The UK’s Financial Conduct Authority (FCA) has outlined its proposals for extending the Senior Managers and Certification Regime to almost all regulated financial services firms

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Clearstream sets sights on CSDR licence
17 July 2017
Frankfurt Reporter Drew Nicol

Deutsche Börse subsidiary Clearstream is set to apply for new licenses to operate under the central securities depositories regulation

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