The European Securities Markets Authority has offered respite to ‘Category 3’ firms struggling to comply with European Market Infrastructure Regulation implementation burdens...
A regulatory proposal from the US Commodity Futures Trading Commission (CFTC) has drawn concerns from the Futures Industry Association (FIA) over the potential side effects for source code protection...
Regulatory change, technological development and emerging markets are affecting strategic thinking regarding global capital, according to a Deutsche Bank and FT Remark survey of 200 financial market participants...
The European Commission has bowed to pressure from the Parliament and Council and agreed to delay the regulation on key information documents for packaged retail and insurance-based investment products by 12 months...
CCPs are already strong enough to withstand the ‘extreme but plausible’ scenario that would trigger a resolution strategy, as outlined by regulatory authorities...
MiFIR and MiFID II will be a key priority for the European Securities and Markets Association (ESMA) over the next year, according to the association’s 2017 work programme...
The regulatory burdens confining the investment strategies of alternative UCITS are not dissuading investors, according to a Deutsche Bank survey...
