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SEC bolsters reporting and liquidity rules
14 October 2016
Washington DC Reporter Stephanie Palmer

The US Securities and Exchange Commission has voted to adopt changes to reporting and disclosure of information rules for registered investment companies...

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AIFMs’ queries on SFTR answered
07 October 2016
Paris Reporter Stephanie Palmer

ESMA has continued its campaign for clarity around the SFTR, responding to a request for clarification on its effect on alternative investment fund managers...

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ESMA bows to market pressure on SFTR
03 October 2016
Paris Reporter Drew Nicol

The European Securities Markets Authority has avoided creating a “major liquidity issue” by revising the Securities Financing Transaction Regulation’s collateral reporting rules...

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SIFMA bangs the drum for asset managers
23 September 2016
Basel Reporter Stephanie Palmer

Asset managers do not pose any significant risk to global financial stability, according to SIFMA...

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SmartStream’s Corona wins Dutch mandate
20 September 2016
Amsterdam Reporter Stephanie Palmer

Dutch Bank Mendes Gans will implement SmartStream’s Corona Cash and Liquidity solution to help it meet regulatory transaction reporting requirements...

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Banks on track with Basel Capital requirements
15 September 2016
Basel Reporter Stephanie Palmer

Important financial institutions are largely meeting their targets for Basel III capital requirements, according to the latest BCBS Basel II Monitoring Report...

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EU regulators dismiss OTC amendments
12 September 2016
Basel Reporter Drew Nicol

Three European regulators have joined forces to voice their disagreement with the European Commission’s proposed amendments to the final draft RTS for OTC derivatives...

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