A regulatory proposal from the US Commodity Futures Trading Commission (CFTC) has drawn concerns from the Futures Industry Association (FIA) over the potential side effects for source code protection...
US Securities and Exchange Commission chair Mary Jo White is stepping down at the end of the Obama administration...
The US Office of the Comptroller of the Currency is planning to establish an office dedicated to responsible innovation...
The US Securities and Exchange Commission has voted to adopt changes to reporting and disclosure of information rules for registered investment companies...
The US Securities and Exchange Commission has voted in favour of shortening the standard settlement cycle for broker-dealer securities transactions from T+3 to T+2...
The US Securities and Exchange Commission has formally adopted amendments to its reporting requirements for security-based swaps data repositories...
Deutsche Bank is facing fresh charges of swaps data reporting violations after the US CFTC accused the bank of reporting late and incorrect swaps data for multiple asset classes...
Citigroup Global Markets has admitted wrongdoing and agreed to a $7 million penalty to settle charges that it provided incomplete blue sheet information to the SEC over a 15-year period...
