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STP Investment Services welcomes Dan Houlihan as new president
12 September 2022
US

Houlihan will be responsible for overseeing STP’s offerings globally and managing the firm’s sales and operations teams

SEC charges investment advisors with Custody Rule violations
09 September 2022
US

Without admitting or denying the findings, the firms agreed to be censured, to cease and desist from violating their respective charged provisions, and to pay civil penalties, collectively totalling more than $1 million

Ontario’s Richmond Hill picks RBC I&TS for custody and reporting services
08 September 2022
Canada

The Ontario-based City of Richmond Hill (Richmond Hill) has selected RBC Investor & Treasury Services (RBC I&TS) to provide custody and reporting services for the city’s consolidated assets

Universal Investment Group secures funding from Canada Pension Plan Investment Board
08 September 2022
Canada

Fund administration service provider Universal Investment Group has secured a significant investment from Canada Pension Plan Investment Board, alongside existing lead investor Montagu

Graham Ray replaces Charles Cock as an ISSA board member
08 September 2022
UK

Ray (pictured) currently serves as global head of financial intermediaries, at BNP Paribas Securities Services

ESMA publishes latest Q&A’s for transparency issues under MiFID and MiFIR
06 September 2022
France

On 5 September, ESMA updated its Q&A on whether transactions executed between a branch and its head office should be subject to transparency requirement

Linedata updates its fund monitoring solution Navquest
06 September 2022
France

As part of the update, Linedata looks to increase its automation and streamlining of cloud-based processes, upheld within the Linedata AMP platform

ICMA welcomes Georgina Jarratt as head of fintech and digitalisation
05 September 2022
Switzerland

Jarrett has been with HSBC since 2005, where she has held a number of roles including global programme director, prime services, global head of business transformation, global banking and markets

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