Industry estimates suggest more than 250,000 entities are still without the required LEIs
The bank accepted a £34.52 million penalty relating to 68.5 million unreported transactions between February 2014 and February 2016
As a triparty collateral agent, BNP Paribas Securities Services handles its clients’ collateral needs, from net exposure calculation, automatic collateral allocation and substitution, to physical settlement and custody
The US Volcker Rule is too broad, excessively complex, and uniquely prescriptive, according to the Securities Industry and Financial Markets Association
The second phase of the IM rules went live on 1 September under the regulatory framework of BCBS and IOSCO
The UK’s financial conduct authority has indicated it will accept a soft roll out of the second Markets in Financial Instruments Directive in January
Eliet joins from the French Stock Market Authority, the Autorité des marchés financiers (AMF), where he was the deputy general secretary, heading the regulation policy and international affairs division
Sharegain’s Paul Wilson has changed tack to take on a role as senior account manager at Broadridge Financial Solutions
