The firms look to provide international clients with independent transaction reporting assessments and regulatory reconciliations solutions
Less than a year after the acquisition of RBC’s European asset servicing activities, all staff in each location have now regrouped under common legal structures, the firm says
The firms have entered into a prime brokerage services referral partnership, where clients will be offered multi-asset class custody and securities lending capabilities
The services will offer emerging funds and other large institutions the necessities to clear, custody, execute, and finance US equities and options
Ferguson joined CIBC Mellon at the beginning of the joint venture between the Canadian Imperial Bank of Commerce and the Mellon Financial Corporation in 1996
Vicki Leonidis and Jean-Paul Joseph, who both join the firm as relationship managers, will be based in the firm’s Ontario and London office, respectively
The agreement between the two entities allows the bank to use Kaizen’s ReportShield Accuracy Testing to meet MiFIR reporting requirements
The offering will cover all aspects of exchange trading, from execution and risk management to surveillance, post-trade clearing and settlement processes
