Broadridge is set to provide Smith & Williamson Group, a financial and professional services firm in the UK and Ireland, with its SRD II solution for proxy voting
SRD II, which came into force on 3 September, requires firms providing share custody to disclose client identities and positions when requested to do so by issuers
SRD II, which went live today, aims to encourage shareholder engagement, increasing transparency and improving corporate governance
The industry is “ready to varying degrees” for SRD II, which went live today, according to Demi Derem, general manager, investor communication solutions international of Broadridge
Due to a host of issues and on-going challenges, 11 trade associations are requesting a one-year reprieve from possible fines and penalties for non-compliance
Proxymity has launched a shareholder disclosure solution in all EU markets ahead of today’s implementation date for SRD II
The development was driven by regulatory requirements of the Shareholder Rights Directive II that comes into force on 3 September
Clearstream has selected WM Gruppe as a service provider for three central securities depositories to meet requirements under the second Shareholder Rights Directive
Celebrating its tenth year in the business, T-Scape has gone from strength to strength since it was established in 2013. Managing director David Baxter talks to Jenna Lomax about how the company has developed over the last decade and what more is to come
Nicky Dalgleish, vice president of business governance for investor communication solutions at Broadridge, discusses what the ESMA and EBA publication on SRD II means for the industry
Broadridge’s Michael McPolin talks to Lucy Carter about the new trends in pass-through voting ahead of this year’s Sibos
Proxymity’s Jonathan Smalley, Broadridge’s Demi Derem and Confluence’s Greg Hotaling share their thoughts on all the recent developments in the shareholder rights sphere
HSBC’s Joe Mernagh and Proxymity’s Nigel Little talk to Jenna Lomax about their new partnership, SRD II and what’s in store for both institutions in the coming months
As firms continue to juggle innovation, customer loyalty and deal with the complexity of regulatory change, Broadridge’s Philip Taliaferro discusses regulatory challenges for the year ahead
