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Broadridge welcomes Mulholland as sales director
05 July 2023
UK Reporter Jamie Richards

Broadridge has appointed Emer Mulholland as sales director for capital markets in Northern Europe, where she will be responsible for driving sales and global relationships

Broadridge LTX launches RFQ+
23 June 2023
UK Reporter Lucy Carter

Broadridge’s LTX has launched RFQ+, an enhanced request for quote protocol that combines pre-trade dealer selection analytics and liquidity aggregation capabilities. It also complements the firm’s existing RFQ and request for X workflows

EquiLend and Broadridge collaborate to streamline central clearing of SFTs
21 June 2023
US Reporter Carmella Haswell

The offering will allow clients to trade and automatically submit through the Broadridge SFT Submission Service without a large change in operational processes. It will also utilise EquiLend’s liquidity sourcing options

Broadridge’s LTX launches BondGPT
07 June 2023
US Reporter Lucy Carter

LTX, Broadridge Financial Solutions’ electronic trading platform, has launched BondGPT, an OpenAI GPT-4-powered service designed to simplify workflows and improve efficiency for asset managers, hedge funds and dealers

Samir Pandiri leaves Broadridge for Apex
30 May 2023
UK Reporter Lucy Carter

Apex has appointed Samir Pandiri as group president and member of the executive committee. He will report to Peter Hughes, Apex founder and CEO

Broadridge hires Yildirim to sales team
22 May 2023
Germany Reporter Carmella Haswell

Baris Yildirim, former FIS sales manager, joins the firm as sales director for Northern Europe, where he will identify new client opportunities in the region

OSC releases TestLab report
18 May 2023
Canada Reporter Lucy Carter

The report outlines steps that the OSC Innovation office intends to take to facilitate RegTech innovation in the region, such as enhancing collaboration between market participants

Demand for pass-through voting from investors fostering the democratisation of investing, finds Broadridge
12 May 2023
UK Reporter Jenna Lomax

Commenting on the findings, Demi Derem, general manager, international investor communication solutions at Broadridge (pictured), says: “Pass-through voting gives a voice to investment fund holders"

Features
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Custody in a digital world

Demand for reliable data to support a front-to-back digital operating model are being superimposed onto longstanding requirements for efficient safekeeping, analytics and trade lifecycle management

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Streamlining corporate actions

Klea Neza reviews the importance of data quality and automation within corporate actions

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The year ahead

Market participants offer their predictions for what should be an eventful year

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Eyes on the ball

The efficacy of fund oversight operations has implications that spread far and wide. Lucy Carter discusses the current landscape, the changes that have been made and what needs to be done next

Interviews
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Trip Chong
Broadridge

Trip Chong, senior director for global class actions at Broadridge, speaks to Justin Lawson about the current and future trends in securities litigation

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David Smith
Broadridge

As T+1 looms, Broadridge’s David Smith shares his thoughts on what firms should be focusing on

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Samir Pandiri
Broadridge International

Broadridge’s Samir Pandiri talks to Jenna Lomax about what to look out for at this year’s SIBOS, the ever-changing investment landscape, as well as the company’s plans for 2023

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David Smith
Broadridge Consulting Services

David Smith, capital markets practice lead at Broadridge Consulting Services, talks to Jenna Lomax about Broadridge’s continuing goal to help clients reduce the complexity in their technology stacks

Country profiles
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United Kingdom

The UK’s fund industry has had its fair share of challenges especially with the pandemic and Brexit thrown into the mix, but experts say there are always bright spots in the clouds

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Canada

Technology, regulation and changing investor expectations have made a big splash in the asset servicing industry, experts discuss how Canada is working to keep pace with the rapid speed of change

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Canada

Canada is a nation known for its natural beauty and landscape. Financially speaking, the country remains a stronghold for investors, with technology remaining a top priority for firms

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Czech Republic

As a growing entity in CEE, the Czech Republic is rapidly standardising its capabilities but it receives fierce competition from surrounding CEE countries

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