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The challenges continue

Although some changes around MiFID II have been positive, Alan Dzhanaev and Nicolas Nicolaou of Point Nine explain that the market continues to struggle with adopting the right regulatory reporting process, having a quality control and correct treatment of regulatory technical standards

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Transaction reporting with Brexit

Cappitech explores how the UK’s exit from the EU affects transaction reporting under the EMIR, MiFIR and SFTR

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Compliance Corner: Looking at upcoming CFTC Part 45 changes

Cappitech discusses the Commodity Futures Trading Commission’s changes coming to Part 45 of the swap data reporting regulation

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Navigating the regulatory road

With the COVID-19 pandemic putting the brakes on various preparations for regulatory go-live dates, industry experts are still working hard to remain in the driver’s seat

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Compliance Corner: FCA Market Watch 65

Cappitech discusses the Financial Conduct Authority’s continued focus on transaction reporting under MiFID II

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A regulatory minefield

Navigating regulation has been a top priority for many of those in financial institutions. Find out why firms continue to feel the pressure to stay ahead of the game in 2020

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MiFID II: a year on

As MiFID II celebrates its first birthday, how has the industry adapted to the changes, and what challenges is it still facing?

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