As advisory board member, Clayton will be responsible for helping Fireblock’s customers navigate market and regulatory rules that affect the development and deployment of digital solutions
Acting SEC chair Lee says waivers should not be used as a “bargaining chip in settlement negotiations or regarded as an obstacle to be overcome on the way to a settlement”
After serving more than three-and-a-half-years, chair Jay Clayton will leave the SEC as one of its longest-serving chairs
The no-action letter, which was set to expire 3 July 2020, has been extended until 3 July 2023
The Securities and Exchange Commission has appointed Jeffrey Mooney as associate director of the office of clearance and settlement in the agency’s division of trading and markets
“Bitcoin is “not a security” and the Securities and Exchange Commission (SEC) will not change the definition of a security for the benefit of cryptocurrencies, according to SEC chairman, Jay Clayton
The US Securities and Exchange Commission has promoted Peter Driscoll to director of the office of compliance inspections and examinations
The division of investment management issued three no-action letters, providing 30 months relief, allowing US broker-dealers to receive payments in hard dollars
