Broadridge’s platform will support the bank to meet the evolving requirements across multiple regulations, including MiFID, FinfraG, EMIR Refit and SFTR
ARTEX say that the trading session offers an indication of the potential to use art shares as an asset class.
AFME has welcomed a vote on the MiFID/R by the European Parliament
EMIR requires all counterparties to report details of any derivative contract they have concluded, modified or terminated
The report follows market structures between 2019 and 2022, placing a particular focus on the impact of Brexit and the UK’s “pivotal role” in equity markets
In the Dublin-based role, Dowdall will be responsible for monitoring regulatory developments and providing support to clients as they adapt to the changing landscape
Switzerland-based Thurgauer Kantonalbank has chosen Clearstream to consolidate all of its fund distribution support activities
AFME has outlined member concerns around the EU Retail Investment Strategy proposals, responding to the EU Commission’s ‘Have your say’ consultation on the matter
Demand for reliable data to support a front-to-back digital operating model are being superimposed onto longstanding requirements for efficient safekeeping, analytics and trade lifecycle management
Qomply’s Sophia Fulugunya, director of transaction reporting, discusses reporting requirements around MiFID II and what firms need to do to achieve successful reconciliation
Proposed legislation in the House of Lords is seeking to remove UK-listed investment companies from under the remit of AIFMD regulation, a proposal that would affect one-third of FTSE 250 companies and change the complexion of the British investment market
The efficacy of fund oversight operations has implications that spread far and wide. Lucy Carter discusses the current landscape, the changes that have been made and what needs to be done next
Qomply, a regulatory technology company that has processed billions of transaction reports for more than 50 investment firms, sits firmly on the front line as it assists clients with their EMIR reporting journeys. Jenna Lomax spoke to the company’s Michelle Zak to find out how the industry is responding
Michael Hall talks to Jenna Lomax about what Spectrum Markets can offer the retail trading space, how the relationship between digital and traditional assets will continue to change, and if crypto derivatives should be monitored as part of ESG policy
XReg’s Siân Jones and Ana James explain that there will be an increase in regulation as the use and significance of digital assets and their underlying technology increases
CME Group’s Steve French discusses how the buy-side is adopting the latest post-trade technology
As the sector continues to innovate Martin Bock, Ramy El Houayek, Melanie Herbert, Michael Johnson, and David Rochford discuss the challenges and future developments facing fund services in Europe
Lucy Carter takes a look at how the Channel Islands have fared after a globally challenging year, and what the jurisdictions are doing to prepare for the future of financial services
Experts say DLT has the potential to open the floor to all kinds of innovations if it can become a regulatory and legally integral part of Germany’s business
With Brexit uncertainty challenges in the fund space, players in the asset servicing industry in UK has an opportunity to raise its game across the board
