Almost 18 months after the close of its two-stage public consultation, the US securities regulator has released final rules for implementation of Rule 10c-1 relating to the reporting of securities lending transactions
The Global Regulatory Reporting Survey data was collected during August and September 2022 from 89 respondents from banks, asset managers and brokers
IHS Markit says the acquisition “reflects its commitment to delivering a single global regulatory reporting solution that meets the fast-evolving needs of clients”
Cappitech has appointed Fabrice Bensimon as sales manager for Switzerland, France, Luxembourg and Belgium.
As the second regulatory service provider to leave the market this year, DB’s hub sale to MarketAxess is expected to inflate pricing and put pressure on clients to align with a single provider
CME will cease to offer TR services under EMIR as of November and its clients are scrambling to secure a new home for their data
Cappitech has extended its support of regulatory regimes to include the Monetary Authority of Singapore over-the-counter derivatives transaction reporting through DTCC
Abide Financial and NEX Regulatory Reporting and its European and Australian trade repositories will be wound down by year-end
Although some changes around MiFID II have been positive, Alan Dzhanaev and Nicolas Nicolaou of Point Nine explain that the market continues to struggle with adopting the right regulatory reporting process, having a quality control and correct treatment of regulatory technical standards
Cappitech explores how the UK’s exit from the EU affects transaction reporting under the EMIR, MiFIR and SFTR
Cappitech discusses the Commodity Futures Trading Commission’s changes coming to Part 45 of the swap data reporting regulation
With the COVID-19 pandemic putting the brakes on various preparations for regulatory go-live dates, industry experts are still working hard to remain in the driver’s seat
