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Delta Capita welcomes Girao-Tavares as US Head of CLM
15 May 2024 US
Reporter: Klea Neza

Liliana Girao-Tavares has two decades of experience in banking and financial services and has a proven track record and experience in leading complex initiatives

Gen II Luxembourg selects Browne as head of client services
09 May 2024 Luxembourg
Reporter: Klea Neza

Based in Luxembourg, Richard Browne will work to enhance client satisfaction, loyalty and retention

Grossmann becomes chief product officer at FE fundinfo
16 April 2024 UK
Reporter: Jack McRae

Grossmann joins the investment product information and technology provider as it embarks on a period of expansion into new markets and geographies

FSB proposes steps to strengthen Too Big to Fail framework in Switzerland
29 February 2024 Switzerland
Reporter: Bob Currie

Following the Credit-Suisse-UBS merger, these measures include strengthening the G-SIB recovery and resolution framework and reinforcing the supervisory framework, invention powers and resources accorded to FINMA

Deutsche Börse Group completes FundsDLT acquisition
10 January 2024 Luxembourg
Reporter: Sophie Downes

Following regulatory approval from Luxembourg financial regulator Commission de Surveillance du Secteur Financier, the Group now owns 100 per cent of the company

Credit Suisse Entities to pay US$10 Million for providing prohibited mutual fund services
14 December 2023 US
Reporter: Jack McRae

The SEC has announced that Credit Suisse Securities and two affiliated Credit Suisse entities have agreed to pay more than US$10 million to settle the SEC’s charges that they provided prohibited underwriting and advising services to mutual funds

Yealand Fund Services hires Aoife McCarthy as non-executive director
05 December 2023 UK
Reporter: Jack McRae

Aoife McCarthy has been named as a non-executive director on the Yealand Fund Services board

UBS and Credit Suisse restructure boards of directors
20 October 2023 Switzerland
Reporter: Lucy Carter

The board of directors of UBS Switzerland and Credit Suisse will be restructured from 1 November 2023. Roger von Mentlen has been appointed chairman for both boards

Vontobel hires Christine Desax
07 September 2023 Switzerland
Reporter: Jamie Richards

Asset management firm Vontobel has welcomed Christine Desax as relationship manager for financial institutions

Northern Trust appoints Keane as Chapman becomes board member at ISSA
05 September 2023 Hong Kong/UK
Reporter: Jenna Lomax

Keane will lead Northern Trust’s asset servicing business in Hong Kong while the company's Justin Chapman has been appointed to the board of the ISSA

SSImple appoints Matthew Cook chairman
29 August 2023 UK
Reporter: Jamie Richards

SSImple has appointed Matthew Cook chairman following the completion of an angel funding round

Sal Gagliano and Charlie Shaffer join TIFIN AMP
18 August 2023 US
Reporter: Lucy Carter

Artificial intelligence firm TIFIN has appointed Sal Gagliano (pictured) as CEO of TIFIN AMP. Charlie Shaffer has been named as president and chief revenue officer