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SEC adopts Rule 10c-1 relating to reporting of sec lending trades
16 October 2023 US
Reporter: Bob Currie

Almost 18 months after the close of its two-stage public consultation, the US securities regulator has released final rules for implementation of Rule 10c-1 relating to the reporting of securities lending transactions

Majority of firms are not ready for CFTC Rewrite, says S&P Global Market Intelligence survey
16 November 2022 Global
Reporter: Carmella Haswell

The Global Regulatory Reporting Survey data was collected during August and September 2022 from 89 respondents from banks, asset managers and brokers

IHS Markit acquires Cappitech
11 January 2021 US
Reporter: Natalie Turner

IHS Markit says the acquisition “reflects its commitment to delivering a single global regulatory reporting solution that meets the fast-evolving needs of clients”

Cappitech appoints Fabrice Bensimon
04 December 2020 Israel
Reporter: Maddie Saghir

Cappitech has appointed Fabrice Bensimon as sales manager for Switzerland, France, Luxembourg and Belgium.

Deutsche Boerse's withdrawal from regtech raises concerns
24 September 2020 London
Reporter: Natalie Turner

As the second regulatory service provider to leave the market this year, DB’s hub sale to MarketAxess is expected to inflate pricing and put pressure on clients to align with a single provider

Cappitech facilitates the first data porting for CME clients to REGIS-TR
27 August 2020 Luxembourg
Reporter: Natalie Turner

CME will cease to offer TR services under EMIR as of November and its clients are scrambling to secure a new home for their data

Cappitech expands regulatory support to cover MAS reporting
19 August 2020 Singapore
Reporter: Rebecca Delaney

Cappitech has extended its support of regulatory regimes to include the Monetary Authority of Singapore over-the-counter derivatives transaction reporting through DTCC

CME to close NEX Regulatory Reporting and TR services
15 May 2020 Chicago
Reporter: Drew Nicol

Abide Financial and NEX Regulatory Reporting and its European and Australian trade repositories will be wound down by year-end

Cappitech collaborates with AccessFintech
05 March 2020 London
Reporter: Maddie Saghir

Cappitech has partnered with the financial technology company AccessFintech, to deliver greater governance and risk controls for market participants by providing their combined solution to clients across the market

MiFID II reporting quality and process struggles continue
05 December 2019 London
Reporter: Becky Bellamy

Firms are still struggling with reporting quality and process in relation to the second Markets in Financial Instruments Directive, according to Cappitech’s second annual MiFID II and Best Execution Survey

Cappitech selects Mark Kelly as new board member
31 October 2019 London
Reporter: Jenna Lomax

Kelly, who has more than 30 years of financial industry experience, has held senior roles for firms such as PWC and Grant Thornton

Industry still not confident around MiFID II
05 December 2018 London
Reporter: Jenna Lomax

Almost 30 percent of those asked said they are only “fairly confident or not confident at all” in keeping up with the second Markets in Financial Instruments Directive (MiFID II) changes, in a survey conducted by Cappitech