Cappitech has partnered with the financial technology company AccessFintech, to deliver greater governance and risk controls for market participants by providing their combined solution to clients across the market
Firms are still struggling with reporting quality and process in relation to the second Markets in Financial Instruments Directive, according to Cappitech’s second annual MiFID II and Best Execution Survey
Kelly, who has more than 30 years of financial industry experience, has held senior roles for firms such as PWC and Grant Thornton
Almost 30 percent of those asked said they are only “fairly confident or not confident at all” in keeping up with the second Markets in Financial Instruments Directive (MiFID II) changes, in a survey conducted by Cappitech
Although some changes around MiFID II have been positive, Alan Dzhanaev and Nicolas Nicolaou of Point Nine explain that the market continues to struggle with adopting the right regulatory reporting process, having a quality control and correct treatment of regulatory technical standards
Cappitech explores how the UK’s exit from the EU affects transaction reporting under the EMIR, MiFIR and SFTR
Cappitech discusses the Commodity Futures Trading Commission’s changes coming to Part 45 of the swap data reporting regulation
With the COVID-19 pandemic putting the brakes on various preparations for regulatory go-live dates, industry experts are still working hard to remain in the driver’s seat