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SEC fines 10 broker-dealers for record keeping failures
08 August 2023
US Reporter Bob Currie

The Securities and Exchange Commission has charged 10 broker-dealer firms with recordkeeping failures and violations relating to their use of electronic communications

Christian Dietmann joins TS Imagine
18 July 2023
UK Reporter Lucy Carter

Trading, portfolio and risk management solutions provider TS Imagine has appointed Christian Dietmann as EMEA sales director

Laura Berthout promoted at SocGen
28 June 2023
France Reporter Lucy Carter

Société Générale has appointed Laura Berthout as head of payments for the SG network in France. Assuming the role in mid-July, she will also be a member of the SG executive committee

Vincent Mischler to lead SocGen strategy
20 June 2023
France Reporter Lucy Carter

Societe Generale has named Vincent Mischler as group chief strategy officer and a member of the group management committee, effective 24 August. He will report to Slawomie Krupa, CEO

CLS names six new board directors
13 June 2023
US Reporter Lucy Carter

Financial market infrastructure group CLS has appointed six new members to its board of directors. The directors hold a number of senior roles across the industry

Société Générale appoints Arnaud Jacquemin as head of securities services
02 June 2023
Luxembourg Reporter Jenna Lomax

Based in Luxembourg, Jacquemin will replace David Abitbol who has been appointed as head of global transaction and payment services

Valeria Dal Corso promoted to country head of Italy at SGSS
30 May 2023
Italy Reporter Lucy Carter

Societe Generale Securities Services has appointed Valeria Dal Corso as CEO and country head of its Italy division

Matthew Crowther joins UBS
26 May 2023
UK Reporter Lucy Carter

Based in London, Crowther joins UBS from BNP Paribas Securities Services, where he was a client service manager. Prior to this, he was a client implementation manager at LCH

Features
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Innovation is key

Jack McRae speaks to a number of European fund administrators on how they are addressing some of the challenges facing the industry

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Custody in a digital world

Demand for reliable data to support a front-to-back digital operating model are being superimposed onto longstanding requirements for efficient safekeeping, analytics and trade lifecycle management

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CBDC — easy as 1,2,3?

How different regions are looking to create a working environment for central bank digital currencies. Brian Bollen reports

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Strong foundations

Prompted by the wave of predictions being published by asset managers and others about the economic and political outlook for 2023, Brian Bollen asked firms to share their thoughts on what technological development might take place this year, and what could hinder it

Interviews
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Mathieu Maurier
SGSS

As SGSS prepares to attend the conference for the 25th time, Mathieu Maurier talks T2S and regtech, and explains why Geneva is the best place for Sibos 2016

Elaine Kiggins
Societe Generale Securities Services

It has been a busy month for Société Générale, with its securities services division winning four transfer agency mandates in as many weeks. Its Italian division signed three agreements: AllianceBernstein Sicav and AllianceBernstein FCP, Aberdeen Global and Aberdeen Global II funds, and Mantex Sicav, a Luxembourg-registered open-ended collective investment fund.

Country profiles
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Italy

It is no surprise that the COVID-19 pandemic dealt Italy and its economy a hard blow in the first half of 2020. Industry experts explain why 2021 has been a different story and outline what the future holds for the country’s asset servicing

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Spain

The Spanish custody market has undertaken a number of initiatives to improve harmonisation and efficiency, and now, with plans to eliminate further market-level specificities, the market moves closer to full post-trade harmonisation with other EU markets

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Germany

With a robust and mature reputation in asset servicing, Germany has changed its focus to the current COVID-19 pandemic and its impact on the market

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South Africa

South Africa holds its own among many financial hubs within the African continent. But how can automation further extend South Africa’s capabilities on to more of a global level?

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