Broadridge is set to provide Smith & Williamson Group, a financial and professional services firm in the UK and Ireland, with its SRD II solution for proxy voting
SRD II, which came into force on 3 September, requires firms providing share custody to disclose client identities and positions when requested to do so by issuers
The industry is “ready to varying degrees” for SRD II, which went live today, according to Demi Derem, general manager, investor communication solutions international of Broadridge
Due to a host of issues and on-going challenges, 11 trade associations are requesting a one-year reprieve from possible fines and penalties for non-compliance
Clearstream has selected WM Gruppe as a service provider for three central securities depositories to meet requirements under the second Shareholder Rights Directive
Institutional Shareholder Services has launched a global proxy distribution shareholder identification service to help custodians and intermediaries meet requirements under the second EU Shareholder Rights Directive
T-Scape is in the development stage for a solution to help wealth managers and other intermediaries meet one of the regulatory requirements for the upcoming Shareholder Rights Directive II