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Waverton Investment Management picks Northern Trust for ITS
14 December 2023 UK
Reporter: Lucy Carter

Northern Trust’s integrated trading solutions outsourced trading desk will support the firm’s equities, derivatives and fixed income asset trading as its sole trading services provider

FIA Tech and Eurex form data partnership for Foreign Security Futures
14 December 2023 US
Reporter: Jack McRae

Eurex has partnered with FIA Tech to use their FSF data services to evaluate FSF eligibility

Apex invests in Tokeny
14 December 2023 Luxembourg
Reporter: Lucy Carter

Tokeny will integrate into Apex’s single-source solution, with the goal of encouraging financial institutions to enter the tokenised financial market

BNY Mellon rolls out Proxymity’s VCT in the UK
14 December 2023 UK
Reporter: Lucy Carter

VCT provides an end-to-end digital connection that improves the accuracy, speed and transparency of the voting process, Proxymity says

Credit Suisse Entities to pay US$10 Million for providing prohibited mutual fund services
14 December 2023 US
Reporter: Jack McRae

The SEC has announced that Credit Suisse Securities and two affiliated Credit Suisse entities have agreed to pay more than US$10 million to settle the SEC’s charges that they provided prohibited underwriting and advising services to mutual funds

NIBC implements Fenergo’s KYC solution
14 December 2023 Ireland
Reporter: Klea Neza

NIBC has implemented Fenergo’s KYC and onboarding solution to achieve operational efficiencies

Northern Trust reappointed as asset servicing provider for Healthcare of Ontario Pension Plan
14 December 2023 Canada
Reporter: Jack McRae

Northern Trust has been reappointed as asset servicing provider for the HOOPP

ESMA to launch common supervisory action on ESG disclosures for benchmarks administrators
13 December 2023 Europe
Reporter: Jack McRae

ESMA will launch a CSA with NCAs on ESG disclosures under the BMR

ESMA releases EU CCP supervision review
13 December 2023 France
Reporter: Lucy Carter

The report measures the effectiveness of NCAs’ supervision of CCPs’ due diligence and review process of clearing members, in line with requirements outlined in EMIR

TMF Group adopts Broadridge’s Sentry PM solution
13 December 2023 UK
Reporter: Jack McRae

TMF Group has adopted Broadridge Financial Solutions’ private debt management solution, Sentry PM

Buy-side associations take legal action against SEC over short-sale disclosure
13 December 2023 US
Reporter: Bob Currie

AIMA, MFA and NAPFM file petition asking the US Court of Appeals to invalidate newly-adopted SEC rules on reporting and public disclosure of securities lending and short selling activity

DBS Bank selects Euroclear for investment funds
13 December 2023 Singapore, Belgium
Reporter: Sophie Downes

The agreement provides DBS Bank with a single platform for fund distribution and execution services via Euroclear’s network