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Re-papering over the cracks

Brian Bollen outlines the rulings behind Phase 6 of the UMR. Who in the industry is well prepared ahead of the September implementation date, and who is still lagging dangerously behind?

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Time is ticking

Point Nine’s Alan Dzhanaev and Afroditi Anthi discuss the biggest challenges for third country firms under MiFID II and how ready they will be for 31 December transition date

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Compliance Corner: FCA Market Watch 65

Cappitech discusses the Financial Conduct Authority’s continued focus on transaction reporting under MiFID II

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