Demand for reliable data to support a front-to-back digital operating model are being superimposed onto longstanding requirements for efficient safekeeping, analytics and trade lifecycle management
Qomply’s Sophia Fulugunya, director of transaction reporting, discusses reporting requirements around MiFID II and what firms need to do to achieve successful reconciliation
Proposed legislation in the House of Lords is seeking to remove UK-listed investment companies from under the remit of AIFMD regulation, a proposal that would affect one-third of FTSE 250 companies and change the complexion of the British investment market
The efficacy of fund oversight operations has implications that spread far and wide. Lucy Carter discusses the current landscape, the changes that have been made and what needs to be done next
According to Qomply, the financial industry is struggling with MiFID II compliance. The company cites evidence which suggests that 50 per cent of firms are still not compliant. Qomply’s newly-appointed Sophia Fulugunya, director of transaction reporting, explains more
Simon Treacy, senior associate at Linklaters, highlights the challenge of navigating EU and UK financial regulation and discusses how technology can help chart a course to compliance
Stuart Hartley, managing director of Qomply, talks to Jenna Lomax about why system testing is an industry must, and how automatic regression testing can clear the pathway toward customer satisfaction and regulatory compliance
Brian Bollen talks to global bank Société Générale and post-trade vendor Torstone Technology about the latest updates on MiFIR, and why the journey toward its next review may still be a long one