The UK Financial Conduct Authority has launched its GABRIEL system for collection, validation and storage of regulatory data, as private industry solutions continue to come to market...
16 October 2014Washington DC Reporter: Stephen Durham
The SEC has engaged in enforcement action against a former Wells Fargo Advisors compliance officer who allegedly altered a document before it was provided to the SEC during an investigation...
16 October 2014London Reporter: Catherine Van de Stouwe
Westminster City Council and the London Borough of Hammersmith and Fulham has asked Northern Trust to provide global custody, investment accounting and performance measurement for £1.9 billion in pension fund assets...
15 October 2014Brussels Reporter: Catherine Van de Stouwe
There was a large drop in net sales of UCITS for August 2014, according to EFAMA, which put August’s figure at €38 billion compared to €59 billion in July...
13 October 2014Gibraltar Reporter: Catherine Van de Stouwe
Gibraltar’s first ever regulated stock exchange has been given authorisation by the Financial Services Commission of Gibraltar (FSC) to start operations...
