All industry news

SimCorp takes EMIR requirements with ease

05 September 2014 Copenhagen
Reporter: Catherine Van de Stouwe

Clients of SimCorp have met the latest requirements of the European Market Infrastructure Regulation (EMIR) following the second compliance deadline for reporting derivatives trades to a trade repository (TR)...

EFAMA records largest UCITS rise since 2006

03 September 2014 Brussels
Reporter: Catherine Van de Stouwe

The European Fund and Asset Management Association has registered the largest long term UCITS inflow since Q1 2006...

Maples gets Vistra Hong Kong and Singapore

02 September 2014 Hong Kong
Reporter: Catherine Van de Stouwe

Maples Fund Services has acquired the Hong Kong and Singapore operations of Vistra Fund Services...

Double celebrations for Lombard's Gurney

02 September 2014 London
Reporter: Tammy Facey

Lombard Risk Management has appointed Nigel Gurney as CFO and member of its board...

Year-on-year rise for Six Swiss

02 September 2014 Zurich
Reporter: Catherine Van de Stouwe

SIX Swiss Exchange and SIX Structured Products Exchange have marked a year-on-year increase of 7.1 percent with a total of 25,090,618 transactions being conducted since the start of 2014...

Rautaruukki fined by NASDAQ OMX Helsinki

01 September 2014 Helsinki
Reporter: Catherine Van de Stouwe

A warning and a €100,000 fine has been issued to Rautaruukki Corporation for breaching the Rules of the Stock Exchange by NASDAQ OMX Helsinki...

CTFC fines Merrill Lynch $1.2 million

29 August 2014 Washington DC
Reporter: Catherine Van de Stouwe

A $1.2 million penalty fine has been issued to Merrill Lynch, Pierce, Fenner & Smith (Merrill Lynch) for failing to diligently supervise its officers’, employees’ and agents’ processing of futures exchange and clearing fees charged to its custo

Sizing up hedge funds

27 August 2014 Atlanta
Reporter: Catherine Van de Stouwe

The US is the dominant supplier of reported hedge fund products (38 percent) and assets (53 percent), according to eVestment Sizing’s 2013 Hedge Fund and Fund of Hedge Funds (FoHF) Universe report...

Citigroup fined for best execution failures

27 August 2014 Washington DC
Reporter: Catherine Van de Stouwe

Citigroup Global has been fined $1.85 million by the Financial Industry Regulatory Authority (FINRA) for failing to provide best execution in approximately 22,000 customer transactions involving non-convertible preferred securities...

Home

Facebook

RSS feed

News