All industry news

ApoBank selects Regnology for regulatory reporting

09 February 2023 Germany
Reporter: Carmella Haswell

Deutsche Apotheker- und Ärztebank (ApoBank) will begin its transition to Regnology’s managed services in February 2023, having been a longstanding client of its Abacus bank reporting platform

SEC releases division of examination’s 2023 priorities

08 February 2023 US
Reporter: Lucy Carter

The annual report identifies potential risks to investors and US capital market integrity

Uncertain future after SEC’s MiFID II ‘no action’ letter, Substantive Research finds

07 February 2023 UK
Reporter: Lucy Carter

Substantive Research’s study, conducted in January 2023, follows up on an August 2022 survey collecting buy-side opinions on potential solutions before the ‘no action’ letter becomes out-of-date

Standard Chartered approved for ‘wholly foreign owned’ securities firm in Beijing

03 February 2023 China
Reporter: Carmella Haswell

With an initial capital injection of US$155.6 million, the new firm Standard Chartered Securities (China) Limited will cover underwriting, asset management and brokerage activities, following CSRC approval

CFTC issues statement on cybersecurity breach at ION Cleared Derivatives

03 February 2023 UK
Reporter: AST

The US derivatives market watchdog indicated that it has been working with other financial regulators and impacted parties to understand how the cyber incident occurred and to ensure that other CFTC-regulated derivatives markets are not compromised

Pictet selected to provide custody for DNB’s UCITS fund

02 February 2023 Luxembourg
Reporter: Jenna Lomax

The umbrella fund is a UCITS SICAV and is composed of 17 sub-funds which manage €3 billion in assets

BNY Mellon joins Stanford’s LTI research initiative

01 February 2023 US
Reporter: Lucy Carter

By developing initiatives to guide and educate clients and emphasising the importance of LTIs, the SLTI will be able to support “a more sustainable and resilient form of capitalism,” it says

Clearstream develops relationship with Ukraine

31 January 2023 Ukraine
Reporter: Lucy Carter

Clearstream is to expand its relationship with Ukraine’s capital market by offering access to a broader range of asset classes and reconstruction-related instruments

BNY Mellon launches outsourced trading solution for buy-side institutions

25 January 2023 US
Reporter: Jenna Lomax

The offering, launched by BNY Mellon Capital Markets, will be powered by xBK, the buy-side trading division that executes more than $1 trillion in annual average trade volume for BNY Mellon’s Investment Management franchise

Corlytics buys ING SparQ to drive digitisation of regulatory value chain

25 January 2023 UK Ireland
Reporter: AST

Corlytics has worked with ING as a partner on the project since 2018 and currently supports more than 550 ING users with regulatory information and risk data across compliance, risk, regulatory affairs and legal

Apex set to acquire BACSIL

23 January 2023 Ireland
Reporter: Lucy Carter

Apex has announced the planned acquisition of the Bank of America’s Irish depositary business, BACSIL, through its subsidiary, EDB

Hargreaves Lansdown adopts Broadridge proxy voting solution

20 January 2023 UK
Reporter: Lucy Carter

Broadridge’s solution will improve speed and accessibility for shareholders wanting to play a more active role in their investments, the company says

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