Using distributed ledger technology, the platform reduces manual intervention across reconciliation and control processes, accelerates key function completion and reduces operational costs, Baton Systems says
The financial promotions technical flow is currently available through Zumo’s B2B API, with the goal of supporting unregistered firms as they work to meet FCA requirements
The software enables oversight of a firm’s compliance, team, training and business operations, providing a framework and a central place to collaborate on all regulatory and operational matters
Collectively known as the European Supervisory Authorities (ESAs), the EBA, the EIOPA and ESMA released the publication as part of preparations for the Digital Operational Resilience Act
Will Turner and Ben Durbano specialise in real estate and private equity, joining Ashley Vardon, senior director of fund services, who was appointed earlier this year
Hong Kong Exchanges and Clearing Limited has confirmed 22 November 2023 as the go-live date for its new digitalised IPO settlement platform, Fast Interface for New Issuance
