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Safello partners with Zumo


13 March 2025 Nordics
Reporter: Clelia Frondaroli

The collaboration will see Safello using Zumo's expertise in carbon calculations to ensure transparency and accuracy within the firm’s sustainability disclosures
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SEC extends clearing rule compliance deadlines


27 February 2025 US
Reporter: Daniel Tison

The Securities and Exchange Commission says this extension will provide additional time for further engagement on compliance, operational, and interpretive questions, and facilitate an orderly implementation of the rules
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IQ-EQ acquires Agama Group


04 February 2025 France
Reporter: Jack McRae

IQ-EQ says that the acquisition allows them to offer regulatory compliance services in continental Europe
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FCA issues first penalty under MiFIR


03 February 2025 UK
Reporter: Clelia Frondaroli

Infinox, following its failure to submit transaction reports for single-stock contracts for difference (CFD) trades, was fined £99,200 by the regulatory body
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Fundbank (Europe) receives Luxembourg authorisation


31 January 2025 Luxembourg
Reporter: Clelia Frondaroli

Under supervision of the Commission de Surveillance du Secteur Financier (CSSF), the authorisation will allow Fundbank (Europe) to start business operations in Luxembourg
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Regnology acquires BR-AG


21 January 2025 Poland
Reporter: Clelia Frondaroli

The acquisition will extend Regnology’s product and service offerings in the SupTech space, where regulators will now be able to access tools for data point model (DPM) taxonomies