The Commission de Surveillance du Secteur Financier regulation ensures the RFA team can support clients with technology compliance, AIFM and gap analysis
The ESAs (European Supervisory Authorities) have called for a coherent sustainable finance framework that caters for both the green transition and enhanced consumer protection
The launch follows the fund administrator services firm’s acquisition of Bovill in February, which was combined with Ocorian’s subsidiary, Newgate Compliance
TRAction, a provider of trade reporting service, uses oneZero’s trade and quote data series to aid with reducing manual processing involved in reporting
The UK financial conduct regulator has written to company heads outlining weaknesses in their controls to prevent financial crime and instructing that they must take necessary steps to address these shortcomings
Following the Credit-Suisse-UBS merger, these measures include strengthening the G-SIB recovery and resolution framework and reinforcing the supervisory framework, invention powers and resources accorded to FINMA
