All regulation news

Cappitech expands regulatory support to cover MAS reporting

19 August 2020 Singapore
Reporter: Rebecca Delaney

Cappitech has extended its support of regulatory regimes to include the Monetary Authority of Singapore over-the-counter derivatives transaction reporting through DTCC

MUFG selects AxiomSL for shareholding disclosure solution

13 August 2020 Tokyo
Reporter: Rebecca Delaney

Mitsubishi UFJ Financial Group has selected AxiomSL’s global shareholding disclosures solution to automate daily equity position monitoring and reporting

ISS launches SRD II-compliant GPD solution

10 August 2020 London
Reporter: Rebecca Delaney

Institutional Shareholder Services has launched a global proxy distribution shareholder identification service to help custodians and intermediaries meet requirements under the second EU Shareholder Rights Directive

EFAMA calls for urgent PRIIPs review and UCITS exemption extension

05 August 2020 Brussels
Reporter: Maddie Saghir

The association suggested that this long-overdue review is now unavoidable and should be initiated with urgency to prevent further harm to the interest of retail investors

Linedata and Invisage partner over MiFID II investment research

05 August 2020 London
Reporter: Rebecca Delaney

Linedata has partnered with Invisage to allow clients to track the performance of investment research under the second Markets in Financial Instruments Directive

Meritsoft’s head of reg weighs in on likely CSDR delay

31 July 2020 London
Reporter: Maddie Saghir

Carpenter explained there are major concerns around the mandatory buy-in process, particularly for the tier-one banks under the buy-in rules and possible associated cash compensation process

T-Scape to launch SRD II solution for wealth managers

30 July 2020 London
Reporter: Rebecca Delaney

T-Scape is in the development stage for a solution to help wealth managers and other intermediaries meet one of the regulatory requirements for the upcoming Shareholder Rights Directive II

ESMA confirms preparations to further delay CSDR

28 July 2020 Brussels
Reporter: Maddie Saghir

ESMA has confirmed it is working on a proposal to possibly delay the entry into force of the CSDR settlement discipline regime until 1 February 2022

Draft RTS on PRIIPS review did not ‘receive support of a qualified majority’

21 July 2020 Brussels
Reporter: Maddie Saghir

ESAs said they are not in a position to formally submit draft RTS to the European Commission to amend the PRIIPs Delegated Regulation after it did not receive the support of a qualified majority

New 12-month CSDR delay expected

20 July 2020 Brussels
Reporter: Drew Nicol

ESMA is expected to publish an amendment proposing an additional 12-month delay to the current February 2021 deadline after the summer holiday period

ESMA publishes first MiFIR review reports

17 July 2020 Paris
Reporter: Rebecca Delaney

The European Securities and Markets Authority has published its first two review reports on the Markets in Financial Instruments Regulation transparency regime

EC reveals UK plans for MiFID framework post Brexit

15 July 2020 Brussels
Reporter: Maddie Saghir

During the transition period, the EC explained that the EU and the UK will negotiate an agreement on a new partnership

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