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Regulation news

OKX receives fine from Malta’s FIAU


07 April 2025 Malta
Reporter: Clelia Frondaroli

Following a compliance review by the FIAU in April 2023, the authority identified gaps within OKX's compliance and AML frameworks
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OKX breaches Thai license regulations


31 March 2025 Thailand
Reporter: Clelia Frondaroli

The Securities and Exchange Commission for Thailand found that OKX offered trading and exchange services for digital assets without the necessary license to do so

Safello partners with Zumo


13 March 2025 Nordics
Reporter: Clelia Frondaroli

The collaboration will see Safello using Zumo's expertise in carbon calculations to ensure transparency and accuracy within the firm’s sustainability disclosures
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SEC extends clearing rule compliance deadlines


27 February 2025 US
Reporter: Daniel Tison

The Securities and Exchange Commission says this extension will provide additional time for further engagement on compliance, operational, and interpretive questions, and facilitate an orderly implementation of the rules
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IQ-EQ acquires Agama Group


04 February 2025 France
Reporter: Jack McRae

IQ-EQ says that the acquisition allows them to offer regulatory compliance services in continental Europe
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FCA issues first penalty under MiFIR


03 February 2025 UK
Reporter: Clelia Frondaroli

Infinox, following its failure to submit transaction reports for single-stock contracts for difference (CFD) trades, was fined £99,200 by the regulatory body
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