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ESMA publishes updated Q&As for AIFMD, UCITS and transparency issues for MiFID II
05 June 2019 Paris
Reporter: Jenna Lomax

The European Securities and Markets Authority has published updated Q&As on the application of the Alternative Investment Fund Managers Directive and the UCITS Directive

ESMA adopts new recognition decisions for CCPs post-Brexit
05 April 2019 Paris
Reporter: Jenna Lomax

ESMA has adopted new recognition decisions for the three central counterparties and the central securities depository established in the UK to reflect the extension to Article 50

ESMA updates MiFID and MiFIR Q&As
04 April 2019 Paris
Reporter: Jenna Lomax

The European Securities and Markets Authority has updated its Q&As regarding market structures and transparency issues under the Market in Financial Instruments Directive and Regulation

FCA responds to ESMA’s MiFID no-deal Brexit plans
15 March 2019 London
Reporter: Jenna Lomax

The FCA’s response focused on post-trade transparency requirements and derivatives trading obligations in the event of a no-deal Brexit

ESMA: Protecting investors remains our paramount objective post-Brexit
14 March 2019 London
Reporter: Jenna Lomax

Protecting investors remains “our paramount objective, no matter the outcome of Brexit”, said a European Securities and Markets Authority representative at this years’ FIX Trading Community EMEA Trading Conference

ESMA explains no-deal Brexit effect on OTC trade reporting
08 March 2019 Brussels
Reporter: Maddie Saghir

Anne Plested comments on ESMA's statement on OTC trade reporting suggest that a situation could occur leading to the problem of dual reporting

GoldenSource prepares for no-deal Brexit
07 March 2019 London
Reporter: Jenna Lomax

GoldenSource is to introduce Brexit-specific data sets to its data management platform to enable financial institutions to prepare for differing regulatory reporting demands in the event of a no-deal Brexit

DTCC opens Dublin office
05 March 2019 Dublin
Reporter: Becky Butcher

DTCC has opened its new office in Dublin, Ireland

DTCC Data Repository Ireland registers as TR in case of no-deal Brexit
01 March 2019 Dublin
Reporter: Jenna Lomax

The European Securities and Markets Authority has registered DTCC Data Repository (Ireland) as a trade repository, in response to a possible no-deal Brexit

TSAM: Most EU countries are getting Brexit ready
28 February 2019 London
Reporter: Jenna Lomax

Most EU countries are taking it upon themselves to create agreements with the UK, or are creating domestic laws in preparation for a no-deal Brexit, according to a panellist at this year’s TSAM London

State Street in talks with SEC to settle overcharging allegations
25 February 2019 Washington DC
Reporter: Jenna Lomax

State Street and The US Securities and Exchange Commission are in discussions for possible settlement on allegations of overcharging asset clients

EFAMA responds to ESMA's consultations
20 February 2019 Brussels
Reporter: Maddie Saghir

EFAMA welcomes ESMA’s high-level-principles-based approach